Regulatory Compliance Manager
Overview:
My client is seeking an experienced regulatory compliance professional to lead and oversee audit and regulatory activities across Irish, UK, and EU jurisdictions. This role will act as the in-house expert on audit regulations, ensuring the firm is inspection-ready and compliant with evolving regulatory standards.
Key Responsibilities:
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Lead regulatory compliance framework for audit and assurance activities.
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Act as the primary advisor on regulatory developments and inspection readiness (IAASA, CAI, FRC, PCAOB).
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Coordinate and manage regulatory filings, documentation, and audit processes.
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Support M&A, platform, and business combination initiatives with regulatory insights.
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Coach and guide internal teams on best practices in compliance, quality, and risk management.
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Build strong relationships with regulators, leadership, and stakeholders.
Skills & Experience:
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5+ years’ experience in audit, internal audit, compliance, or risk management.
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Strong knowledge of Irish/EU audit regulations and standards (ISQM 1, PCAOB desirable).
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Proven experience preparing for regulatory inspections and interacting with regulators.
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Excellent organisational, analytical, and communication skills.
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Ability to manage multiple priorities, work autonomously, and influence stakeholders.
Qualifications:
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Bachelor’s degree in Accounting, Finance, or a related field.
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Experience in medium to large accounting or professional services firm preferred.
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Proficient in Microsoft Office (Excel, Word, PowerPoint, Project, SharePoint).
