Graduate - Law
Our client is seeking a recently qualified Law Graduate to join their team for a 6-month fixed term contract based in the North West.
This role will provide excellent experience within the compliance field.
Sitting within the Legal, Compliance, Business Ethics and External Affairs (LCBE) department of this major employer in the North West
This role will focus on regulatory requirements relating to the monitoring and reviewing of electronic communications, branch office inspection, a thorough analysis of pre-hire and background documents including.
The role includes reviewing the effectiveness of policies and procedures in place within regulated entities, in order to detect violations of applicable regulations and breaches of company policy.
The successful candidate will receive extensive training on relevant policies, industry terminology, review processes as well relevant application modules of the system.
Review financial and criminal databases to ensure adherence to company hiring policies
Review electronic communications to identify potential breaches and violations of company policies for escalation and further review
Process, document and archive relevant information pertaining to reviews
Recording of incidents via application systems to identify violations
Provide tracking, reporting and performance metrics
Performing analysis on data to provide summary and insights
BA/BS or equivalent experience desirable in a Financial Services or Law discipline
Previous experience in a Compliance role would be an advantage
Consistent problem-solving ability with acute attention to detail and sharp analytical skills
Excellent presentation, written and verbal communication skills
Rapidly adapt and respond to changes in environment and priorities
Ability to multitask and manage priorities with little supervision
If you are a recent graduate and interested in exploring the area of compliance - I want to hear from you. Send your most recent CV to Bernadette Sisson for immediate consideration.