A fast-growing, European-backed asset manager based in Dublin is seeking a Senior Compliance Manager to join their established and expanding compliance function. The firm manages both UCITS and AIF structures across multiple jurisdictions and offers a broad product range, including fund-of-funds, single strategy funds, and structured solutions. With strong in-house functions and significant growth over recent years, the company is well-positioned for long-term expansion and innovation in asset management.
This role reports into the Chief Compliance Officer and plays a key part in maintaining and developing the firm’s compliance framework across UCITS, AIFMD and MiFID regulations. The ideal candidate will bring deep technical knowledge, confidence in stakeholder engagement, and strong leadership capabilities.
Key Responsibilities:
-
Develop and maintain compliance policies, procedures, and frameworks aligned with regulatory requirements.
-
Execute and oversee Compliance Risk Assessments, supporting a culture of compliance and proactive risk management.
-
Monitor fund trading activity (UCITS/AIFs) and ensure adherence to relevant market conduct regulations (e.g. MAR).
-
Lead the compliance review process for marketing materials, including coordination with third-party and group-level stakeholders.
-
Assist in the development and delivery of the firm’s Annual Compliance Plan and contribute to policy oversight (e.g. personal dealing, conflicts, GDPR, AML, fitness & probity).
-
Serve as a key point of contact with delegated parties including investment managers, administrators, and distributors—challenging and influencing where necessary.
-
Provide real-time advice to portfolio managers and internal teams on compliance matters.
-
Review and interpret upstream regulatory changes, guiding internal teams and delivering relevant training.
-
Prepare detailed reports for Boards, regulatory bodies, and group compliance functions.
-
Contribute to MiFID/AIFMD compliance processes, including reporting, suitability, due diligence, and investment advice.
✅ Key Requirements:
-
5+ years’ experience in Compliance within asset management or financial services, ideally within a Super ManCo or MiFID/AIFM structure.
-
Strong knowledge of UCITS, AIFMD, and MiFID frameworks.
-
Background in compliance monitoring, risk assessments, and regulatory reporting.
-
Educated to degree level in law, accounting, or business; a professional compliance qualification (e.g. LCOI) is an advantage.
-
Experience reviewing and advising on fund marketing materials in line with ESMA regulations.
-
ESG regulatory experience is a plus.
-
Strong communication, reporting, and stakeholder management skills.
-
Ability to work independently and confidently in a fast-paced, regulated environment.
-
Additional European language skills (especially Italian) are helpful but not essential.
This is a great opportunity to join a rapidly growing and well-resourced asset manager where compliance is seen as a true business partner.
To learn more or apply, please reach out in confidence.
